DID YOU INVEST IN A HEDGE FUND THROUGH A SALESPERSON WITHOUT A BROKER’S LICENSE? CONTACT AHDOOT & WOLFSON TODAY FOR A FREE CONSULTATION
It has been reported that some private hedge funds may be violating SEC regulations by paying salespersons not registered as brokers “transaction-based fees.” This practice reportedly is unlawful if the sellers of the funds are not exempt from SEC registration. If you purchased funds through a non-broker salesperson, you may be entitled to legal remedies against the hedge fund. Contact Ahdoot & Wolfson, PC today for a free consultation.